|
|
|
Alleged Fraud |
| Institution Name |
The Accused |
Date |
Amt ($MM)* |
| Madoff Investments LLC | Bernard Madoff | December 2008 |
64,800 |
| Stanford Financial Group | R. Allen Stanford | February 2009 |
8,000 |
| Petters Group Worldwide | Tom Petters | September 2008 |
3,500 |
| Frankel International & Frankel Che... | Barry Tannenbaum | June 2009 |
1,200 |
| Satyam Computer Services | Ramalinga Raju | January 2009 |
1,000 |
| Westgate Capital Management, LLC | James Nicholson | February 2009 |
900 |
| Dreier LLP | Marc Dreier | December 2008 |
700 |
| WG Trading Co | Steven Walsh & Paul Greenwood | February 2009 |
554 |
| Weavering Capital | Magnus Peterson | March 2009 |
500 |
| Provident Royalties LLC | Paul R. Melbye, Brendan Coughlin, H... | July 2009 |
485 |
| Bayou Capital | Samuel Israel | June 2008 |
450 |
| Manhattan Capital Management | Michael Berger | January 2000 |
393 |
| Lake Shore Asset Management Ltd | Philip J. Baker | June, 2007 |
312 |
| Beacon Hill Asset Management | Messrs Barry, Daniels, Irwin and Mi... | November 2002 |
300 |
| Scoop Management | Arthur Nadel | January 2009 |
300 |
| Philadelphia Alternative Asset Mana... | Paul Eustace | May 2005 |
300 |
| Investors Overseas Service, Ltd. | Robert Vesco | January 1972 |
224 |
| Diversified Lending Group, Inc | Bruce Friedman | March 2008 |
216 |
| Lancer Group | Michael Lauer et al. | July 2003 |
200 |
| K.L. Group, LLC | John & Yung Kim, Won Sok Lee | March 2005 |
195 |
| International Management Associates... | Kirk Wright | February 2006 |
150 |
| Portus Alternative Asset Management... | Boaz Manor & Michael Mendelson | March 2005 |
95 |
| SNC Asset Management, Inc. | Peter C. Son & Jin K. Chung | June 2009 |
80 |
| Canopy Financial | Jeremy J. Blackburn | December 2009 |
75 |
| Oversea Chinese Fund | Weizhen Tang | April 2009 |
75 |
| E-M Management | Frank Bluestein | September 2009 |
75 |
| Millennium Bank | William Wise & Kristi Hoegel | March 2009 |
68 |
| Parish Economics LLC | Al Parish | April 2007 |
66 |
| Bravata Financial Group & BBC Equit... | John J. Bravata & Richard J. Trabul... | July 2009 |
50 |
| Bottom Line of South Florida | Andres Leonel Pimstein | October 2008 |
50 |
| Global Money Mgmt / LF Global | Marvin Friedman & Paul Henrie Levy | March 2004 |
49 |
| RCS Hedge Fund | Rod Cameron Stringer | January 2009 |
45 |
| Leverage Group | Philip G. Barry | September 2009 |
40 |
| Trigon Group, Inc | Daren L. Palmer | February 2009 |
40 |
| Equity Investment Mgmt and Trading | Anthony Vassallo & Kenneth Kenitzer... | March 2009 |
40 |
| Ruderman Capital Partners | Bradley L. Ruderman | April 2009 |
38 |
| Hulaman Mgmt / Global Dominion | Charles Nolon Bush | July 2002 |
35 |
| Ponta Negra Group | Francesco Rusciano | April 2009 |
30 |
| Joshua Tree Group | Neulan Midkiff | December 2006 |
30 |
| Gemini Fund I, L.P. & DISP LLC | Edward T. Stein | April 2009 |
30 |
| Speed of Wealth, Mantria Corp | Wayde and Donna McKelvy | November 2009 |
30 |
| City Limits Inc / Cal Productions | Messrs Rosepink, Galyon, Olsen & No... | February 2006 |
26 |
| CRE Capital Corporation | James Ossie | January 2009 |
25 |
| Acorn Capital Management, LLC | Donald Anthony Walker Young | April 2009 |
23 |
| Maximum Return Investments Inc | Clelia A. Flores | April 2009 |
23 |
| 3001 AD | Jimmy L. Barker, Robert J. Ladrach,... | October 2009 |
20 |
| Market Street Advisors | Shawn R. Merriman | April 2009 |
20 |
| Essex Street Associates | Jack Doorly | March 2006 |
20 |
| Benchmark Asset Management | Marc Duchesne | March 2009 |
20 |
| North Hills Management LLC | Mark Bloom | February 2009 |
20 |
| A.R. Capital Group Inc. | Daniel Ledven, Alan Fishman, Gary G... | September 2006 |
20 |
| PrivateFX Global One Ltd | Robert D. Watson & Daniel J. Petros... | May 2009 |
19 |
| Regan & Company | Michael C. Regan | June 2009 |
16 |
| Axxium Mortgage | Edward McCusker, John Alford Barian... | December 2009 |
15 |
| Sand Dollar Investing Partners LLC | Sean Nathan Healy | Jully 2009 |
15 |
| HomePals | Ronnie Eugene Bass, Jr., Abner Alab... | October 2009 |
14 |
| Advanced Money Management, Business... | Moises Pacheco | June 2009 |
14 |
| Brixon Group | Joseph Wayne McCool | February, 2004 |
14 |
| Entrust Capital Management, Inc | Amit Mathur | September 2005 |
13 |
| Jadis Capital, Inc | Messrs Ovid, Riddle, Coleman, Cina.... | April 2009 |
12 |
| CRW Management | Ray M. White | March 2009 |
11 |
| Rockford Funding Group LLC | Genadi Yagodayev | December 2009 |
11 |
| YES Entertainment Network | James Eberhart | November 2002 |
11 |
| Finvest Asset Management LLC | Grant “Gad” Grieve | February 2009 |
11 |
| Next Step Financial Services | David J. Hernandez | June 2009 |
11 |
| Elucido Fund LP & Maize Fund LP | Scott M. Ross | February 2009 |
10 |
| Paramount Partners / Crossroad Capi... | John W. Lawton | November 2009 |
10 |
| Quest Resource Corp | Jerry Cash & David Grose | June 2009 |
10 |
| Heritage Wealth Management Inc | Marcus Schrenker | January 2009 |
9 |
| River Stream Fund | Michael C. Regan | May 2008 |
9 |
| Dime Financial Group LLC | John H. Min | March 2009 |
9 |
| McCready & Associates | Michael E. McCready | October 2009 |
9 |
| HMC International | Bret Grebow & Robert Massimi | December 2005 |
8 |
| First National Bancorp Securities | Robert Tringham | April 2009 |
7 |
| Lodge Diversified Fund LP | Jay Nolan | November 2009 |
6 |
| Asenqua Capital & Fireside | Albert K. Hu | March 2009 |
5 |
| Patrollers Capital Funds | Frank S. Marone | January 2004 |
5 |
| EPG Limited Partners | Anthony Giordano | February 2004 |
5 |
| Lydia Capital LLC | Glenn Manterfield | April 2007 |
3 |
| Georgia Ionics | Gary S. Hutcheson & Saundra McKinne... | October 2008 |
2 |
| Billion Coupons, Inc. (BCI) | Marvin R. Cooper | February 2009 |
1 |
| Total | | | 86,232 |